Compliance:RBI Compliance Team

About the Role

Require subject matter expertise in each of the following areas to handle RBI SSM team interactions and RBS

exercise for following areas:

. Treasury, Market Risk, Forex

. Credit (Wholesale and Retail)

. Operations (Retail Liabilities), Support Functions

Key Responsibilities

. Handling Pre-Risk based supervision (RBS) and onsite-RBI activities

. Coordinating with respective stakeholders for submission of information / data / documents with respect

to indent given by RBI SSM team.

. On receipt of final RAR / RMP, sharing the observations with the respective stakeholders / department

heads for submission of responses.

. Monitoring the due dates of RAR / RMP observations.

. Follow up with the stakeholders for submission of responses within stipulated time or before due dates.

. Finalization of responses / compliances to RAR / RMP along with respective business / ops teams.

. Ensuring that the responses submitted by stakeholders are addressing the RAR / RMP observation

completely.

. Tracking and partnering with departments to ensure timely and complete implementation

of compliances submitted under RAR / RMP ensuring that all aspects are suitably covered. Reviewing

backup documents with respect to the same.

. Maintaining MIS of the queries received from RBI SSM team and preparing various dashboards for

monitoring

. Preparation of compliance to RAR / RMP for placing to ACB / Board for review

. Ensuring submission of compliance to RAR / RMP to RBI after ACB / Board approval

. Obtaining update / status on pending RAR / RMP observations in time and placing the same to ACB /

Board meetings

. Ensuring submission of updated status on RAR / RMP to RBI

Qualifications

Optimal qualification for success on the job is:

MBA / Postgraduate with Banking background

Role Proficiencies:

For successful execution of the job, a candidate should possess the following:

. Good communication (both verbal & written) and inter-personal skills

. Strong Excel and database manipulation skills, financial and statistical analysis skills)

. Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment

. Ability to prioritize and make decisions in a fast-paced environment

. Ability to work as a part of team and contribute towards team goals

. Ability to manage multiple tasks/projects and deadlines simultaneously