Operations Team Member_Capital Market Operation_0114_1502_1051233

Key Responsibilities

• Process and monitor equity, debt, mutual fund, and other capital market transactions.
• Ensure timely settlement of trades and resolution of settlement-related exceptions.
• Handle daily reconciliations of trades, holdings, cash, and depository accounts.
• Process corporate actions such as dividends, bonus issues, rights issues, stock splits, mergers, and buybacks.
• Coordinate with exchanges, depositories, custodians, counterparties, and internal stakeholders for seamless transaction processing.
• Monitor operational risk and ensure compliance with SEBI, Exchange, RBI, and internal policies.
• Investigate and resolve operational breaks, client queries, and transaction discrepancies within defined timelines.
• Prepare and review MIS, regulatory reports, audit requirements, and management dashboards.
• Identify opportunities for process improvements, automation, and efficiency enhancement.
• Support internal and external audits and ensure closure of observations within agreed timelines.

Eligibility

• Graduate/Post Graduate in Commerce, Finance, Banking, or related discipline.
• 3-6 years of experience in Capital Market Operations, Securities Operations, Custody Operations, or Investment Operations.
• Knowledge of NSE/BSE Operations, Depository Systems (NSDL/CDSL), Corporate Actions, and Settlements.
• Strong understanding of regulatory and compliance requirements.

Key Skills

• Capital Market Operations
• Trade Life Cycle Management
• Corporate Actions Processing
• Settlements & Reconciliations
• Depository Operations (NSDL/CDSL)
• Risk & Control Management
• Stakeholder Management
• MS Excel and MIS Reporting
• Analytical & Problem-Solving Skills
• Communication and Team Collaboration