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    Job · 21137667

    MUMBAI · FULLTIME

    Head - Regulatory Compliance - Assets & Digital Lending Teams

    Alpha Orion Consultants

    Alpha Orion Consultants

    Mumbai · onsite · Posted 7d ago

    Sourced fromIIM Jobs
    Undisclosed12–18 yrsfulltimeMumbai

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    Section · 01

    About this role

    - Provide advice and guidance to Assets & Digital Lending teams on all compliance and regulatory matters affecting the Bank's activities in the Advances & Fintech space.

    - Provide advisory to business teams on regulatory/compliance issues and actively engage with them to ensure effective implementation of such guidelines

    - Assist business to effectively assess any regulatory change

    - Assisting in RBI Inspection, coordinating with various departments for data requests, ensuring submission of the data within timelines

    - Closely monitoring RBI Inspection observations and ATR

    - Identifying & implementing policies/ process in line with extant guidelines and responses to the queries / clarifications sought by various Business / Credit / Operations / Support functions

    - Responsible for periodic review of policies

    - Product launch compliances/Asset Compliances, providing feedback from the Compliance standpoint

    - Advise business and support units in compliance issues arising in their operations and business

    - Assisting in application for various licenses and registrations as may be required putting together all required documents, discussion with stakeholders on various aspects, consolidating information received and submission to RBI as per the formats advised. Providing timely details/ clarifications, as and when asked by RBI

    - Review of responses to complaints received from RBI/ Ombudsman as may be required. Ensuring the complaints are responded within TAT

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    Section · 02

    Skills

    Legal Jobs in BFSIRegulatory Compliancecompliance

    Section · Company

    About Alpha Orion Consultants

    Alpha Orion Consultants

    Alpha Orion Consultants

    Recruitment

    30

    employees

    2013

    13 years old

    Noida, Uttar Pradesh

    India

    ₹3.5L PA avg

    Avg at Alpha Orion Consultants

    About

    This consulting firm excels in human resources, providing comprehensive services led by experienced professionals dedicated to maximizing organizational efficiency.

    Industries

    Recruitment

    Employee ratings

    10 reviews

    4.7/ 5

    Culture

    4.7

    Career growth

    4.6

    Work-life

    4.7

    Employees rate it well for

    Skill Development47Overall Company47

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