MUMBAI · FULLTIME
Head - Regulatory Compliance - Assets & Digital Lending Teams

Alpha Orion Consultants
Mumbai · onsite · Posted 7d ago
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Section · 01
About this role
- Provide advice and guidance to Assets & Digital Lending teams on all compliance and regulatory matters affecting the Bank's activities in the Advances & Fintech space.
- Provide advisory to business teams on regulatory/compliance issues and actively engage with them to ensure effective implementation of such guidelines
- Assist business to effectively assess any regulatory change
- Assisting in RBI Inspection, coordinating with various departments for data requests, ensuring submission of the data within timelines
- Closely monitoring RBI Inspection observations and ATR
- Identifying & implementing policies/ process in line with extant guidelines and responses to the queries / clarifications sought by various Business / Credit / Operations / Support functions
- Responsible for periodic review of policies
- Product launch compliances/Asset Compliances, providing feedback from the Compliance standpoint
- Advise business and support units in compliance issues arising in their operations and business
- Assisting in application for various licenses and registrations as may be required putting together all required documents, discussion with stakeholders on various aspects, consolidating information received and submission to RBI as per the formats advised. Providing timely details/ clarifications, as and when asked by RBI
- Review of responses to complaints received from RBI/ Ombudsman as may be required. Ensuring the complaints are responded within TAT
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Section · 02
Skills
Section · Company
About Alpha Orion Consultants

Alpha Orion Consultants
Recruitment
30
employees
2013
13 years old
Noida, Uttar Pradesh
India
₹3.5L PA avg
Avg at Alpha Orion Consultants
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4.7
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4.6
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4.7
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