FP&A and Regulatory Manager

Role Description

This role is part of a Global Finance team, working to deliver effective financial management and regulatory compliance for the FNZ Securities business across Markets (APAC). The FNZ Securities business is an ASX General Participant which executes, clears and settles for direct and indirect clients on the ASX and CBOE exchanges.

This is a crucial role in a regulated entity that requires strong forecasting, monitoring and analytical capability, combined with attention to detail and excellent communication skills The role also supports Financial Control team during month end and audit.

The FNZ Global Group is expanding into other regulated environments around the world. This role will work closely with the Head of Finance Markets, Head of FP&A – APAC and Finance Manager - Markets to prepare for the growth FNZ Securities is experiencing.

Experience Required

• CA/CFA or qualified equivalent, with experience in FP&A or regulatory accounting for an ASX/NZX General Participant (preferred).
• Previous experience in a regulatory reporting environment, preferably in the finance industry.
• Alternatively, solid financial reporting experience across financial services or regulatory reporting project experience within a Big 4 professional services firm.
• Execution, clearing and settlement knowledge on ASX/NZX or a similar exchange.
• Strong forecasting and modelling skills, alongwith understanding of Financial control.
• Strong numeracy skills and familiarity with spreadsheets, analytical tools and reporting tools.
• AnaPlan, QLIK and Dynamics 365 experience would be advantageous.
• A good working knowledge of ASX/NZX participant rules would be advantageous.
• The ability to think strategically and deal with complex challenges in a fluid environment.
• The ability to build strong relationships and influence at all levels.

Specific Role Responsibilities

This role has overall responsibility for financial planning, reporting and regulatory compliance for the regulated entity, including:

• Forecast modelling and reporting to the Board on Liquidity and Core Capital requirements, including possible stress scenarios and impacts on the future P&L and Balance Sheet.
• Manage budgeting and regular forecasting for the FNZ Securities business.
• Support Financial Control Team during month end and audit
• Daily Capital Adequacy and Liquidity reporting and projections in accordance with ASX Rules.
• Preparation of ASX monthly, quarterly and ad-hoc returns.
• Maintenance of regulatory reporting policies, procedures and governance frameworks, ensuring adherence to regulatory changes.
• Continuous improvement of procedures, processes and internal controls.
• Support new business modelling from a Liquidity and Core Capital requirement perspective.
• Compile Financial Risk Management reporting.