Compliance Manager

Compliance Testing & Assurance

• Execute compliance testing and assess adherence to regulatory requirements, internal policies, and control frameworks.
• Evaluate design and operating effectiveness of controls and identify compliance gaps or weaknesses.
• Document observations, track remediation actions, and coordinate closure with stakeholders.
• Analyze data and prepare reports to support compliance reviews and monitoring activities.

Regulatory Change Management (RCM)

• Monitor regulatory developments issued by RBI and other financial sector regulators.
• Assess regulatory impact and support implementation of new regulatory requirements across business functions.
• Track implementation status and perform validation testing to ensure compliance.
• Assist in preparing regulatory advisories, management notes, and stakeholder communications.

RBI Inspection & Regulatory Coordination

• Support RBI onsite/offsite inspections and supervisory reviews.
• Coordinate submission of information, responses, and documentation required by regulators.
• Assist in tracking inspection observations, PRAR, RAR, PRMP, RMP, and AONC-related actions.
• Liaise with internal stakeholders to ensure timely resolution of regulatory queries and observations.

Regulatory Reporting & RBS

• Support submission and review of regulatory returns and RBI reporting requirements.
• Review and validate RBS Tranche I, Tranche II, Bank Profile, and other regulatory submissions.
• Perform data validation, exception analysis, and MIS reporting.
• Monitor submissions through DAKSH, CIMS/Data Collector, and other regulatory platforms.