DELHI · FULLTIME
Compliance Executive
JO
jobtrade
Delhi · onsite · Posted 13d ago
Sourced from
Not disclosedFresherfulltimeDelhi
Your match
?
Sign in to see your match score, skill gaps & tailored resume.
Section · 01
About this role
Key Responsibilities
- Project Operations, Compliance Monitoring & Execution Management
- Manage and supervise ongoing legal and regulatory compliance projects.
- Maintain project trackers and ensure every assignment progresses as per committed timelines.
- Ensure all assigned regulatory and legal compliances are completed within defined timelines.
- Monitor project milestones, pending activities, documentation requirements, approvals, and deliverables.
- Identify reasons for delays and coordinate with concerned teams for corrective action.
- Ensure timely preparation, submission, follow-up, and closure of regulatory applications and requirements.
- Coordinate with respective compliance teams for timely completion of regulatory activities.
- Track expiry dates, renewal timelines, pending submissions, and compliance obligations.
- Ensure clients are updated regarding compliance requirements, pending documents, and upcoming deadlines.
- Identify compliance gaps and take proactive action to avoid delays or non-compliance situations.
- Escalate critical issues and project risks to management with proper analysis.
- Ensure smooth project movement from client onboarding till final delivery.
- Client Relationship & Communication Management
- Provide regular project and compliance status updates to clients.
- Ensure timely responses to client queries through emails, calls, and other communication channels.
- Maintain professional relationships and ensure high client satisfaction.
- Understand client concerns and coordinate internally for effective resolution.
- Communicate delays, additional requirements, and action plans proactively.
- Build trust by ensuring transparency throughout the project lifecycle.
- Internal Team Coordination
- Coordinate with Legal, Regulatory, Documentation, Sales, and Operations teams.
- Ensure proper project handover from the sales team after client onboarding.
- Follow up with respective teams for pending tasks and commitments.
- Conduct regular reviews of project status with internal stakeholders.
- Ensure seamless coordination between different departments involved in project execution.
- Process Improvement & Operational Excellence
- Identify gaps in existing operational processes and suggest improvements.
- Ensure adherence to internal SOPs and compliance procedures.
- Support implementation of project management tools and automation systems.
- Improve turnaround time and overall service delivery quality.
- Develop a systematic approach for project monitoring and compliance control.
Sourced from foundit
Let the agent run this one for you.
Tailored resume, auto-apply, and referral lookup — in under 2 minutes.
Section · 02
Skills
project management toolsProcess ImprovementAutomation systemsProject ManagementRegulatory ComplianceLegal Compliance