Ashika Group - Assistant Manager/Manager - Mutual Fund Compliance

Role Overview:

We are looking for an experienced Compliance professional to manage regulatory, board, and operational compliance requirements for our Mutual Fund and Specialized Investment Fund (SIF) business. The role requires strong working knowledge of SEBI Mutual Fund Regulations, AMFI guidelines, and hands-on experience with regulatory reporting, scheme documentation, and internal compliance monitoring.

Key Responsibilities:

- Prepare and file regulatory ad-hoc reports with AMFI/SEBI.

- Prepare regulatory and board-level reports, including CTR and Quarterly Compliance Reports.

- Handle launch of new schemes/FAC/addendum/notices for Mutual Fund and SIF.

- Update SID/KIM/SAI on a half-yearly basis.

- Issue notices/addenda for changes such as branch, KMP/Fund Manager change, dividend, etc.

- Prepare Board agenda items pertaining to Mutual Fund and SIF compliance.

- Vet and clear marketing materials/IAPs.

- Ensure compliance with employee dealing guidelines.

- Track SEBI/AMFI circulars and regulations and ensure implementation across the organization.

Key Skills & Competencies:

- Strong understanding of SEBI Mutual Fund Regulations, AMFI Guidelines, and evolving SIF framework.

- Experience with scheme documentation (SID/KIM/SAI) and regulatory filings.

- Working knowledge of Board/Committee reporting processes.

- Strong attention to detail and ability to manage multiple regulatory timelines simultaneously.

- Good drafting skills for notices, addenda, and compliance reports.

- Ability to liaise effectively with Legal, Fund Management, Operations, Sales, and Marketing teams.

- Strong analytical and organizational skills.

Qualifications:

- Company Secretary (CS) or LLB preferred.

- Graduate/Postgraduate in Law, Finance, Commerce, or related field.

- 4 - 5 years of relevant experience in Mutual Fund/AMC Compliance.