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    Job · 18990520

    Axis Bank logo

    WC-Process, Audit & Compliance Manager-CO-SBB

    Axis Bank · Mumbai · onsite · Posted 27d ago

    Not disclosedFresherfulltimeSourced fromFoundit

    About a minute. You'll make an account on the way through.

    About this role

    WC-Process, Audit & Compliance Manager-CO-SBB
    INTERNAL USAGE:
    No. of Vacancies:Reports to:WC:Head-Process, Audit & Compliance-CO-SBB
    Is a Team leaderYTeam Size:0 to 3
    Grade:DM/Manager/ Sr. Manager
    Business:Corporate CenterDepartment:SBB CreditSub-Department:SBB Credit
    Location:
    About Wholesale Credit
    The SBB Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank. Itis also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes
    AbouttheRole
    compliance
    Key Responsibilities
    • Performs quality assurance reviews makes recommendations for quality assurance and improvement programs.
    • Participates in risk assessments.
    • Provides guidance to mitigate potential risks or conflict.
    • Informs clients of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendations.Researches, executes, and documents compliance reviews.
    • Conducts compliance audits, inspections, reviews, and tests.
    • Reviews protocols for research projects and advises faculty and staff on regulations and policies.
    • Responds to potentially serious compliance issues and violations or consults with management on appropriate responses.
    • Reviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessary.
    • End to end monitoring all regulatory schemes.
    • Co-ordination with locations for audit / compliance observations resolution.
    • Training to team on persisting errors pointed by Auditors.

    Qualifications

    • Graduation/ Post- Graduation (MBA/ CA preferred) from a recognized institute
    • Experience of over 2 to 5 years in the field ofauditing, including financial, operational, andcompliance audits
    Role Proficiencies:

    For successful execution of the job, the candidate should possess:

    • Knowledge of credit, relevant industry and product trends
    • Knowledge of regulatory guidelines and norms
    • Good communication (both verbal and written) skill in both English and the local language
    • Ability to handle pressure and meet deadlines

    Sourced from foundit

    Skills

    Refer to the Job Description

    About Axis Bank

    Axis Bank logo

    Axis Bank

    Banking

    104.5k+

    employees

    1993

    33 years old

    Mumbai, Maharashtra

    India

    About

    Axis Bank is the third largest private sector bank in India offering the entire spectrum of financial services for personal & corporate banking.

    Industries

    BankingFinancial Services

    Employee ratings

    33,210 reviews

    3.6/ 5

    Culture

    3.4

    Career growth

    3.2

    Work-life

    3.4

    Employees rate it well for

    Work Culture2698Work Life Balance2255Salary2228Work Environment1726Senior Management1412

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