Vice President – Regulatory Reporting

About M&G India

We are M&G India, the strategic innovation and digital hub for M&G. Established in 2003, we have offices in Mumbai and Pune.

Our teams work closely with colleagues across the Group worldwide to drive transformation, build digital capability, and support sustainable growth. By leveraging technology, AI, automation, and process excellence, we bring new ways of thinking to improve outcomes for both customers and colleagues.

Grounded in a vibrant culture with strong foundations, we are central to how M&G is transforming as a business.   About M&G

Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions.

Our two distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment and savings solutions.

Through telling it like it is, owning it now, and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent.

Key Responsibilities Regulatory Oversight & Governance Lead and oversee the global regulatory reporting function across key jurisdictions (e.g., UK, Europe, APAC). Ensure timely, accurate, and complete submission of regulatory reports (e.g., AIFMD, MiFID II/MiFIR, Form PF, CPO-PQR, EMIR, SFDR, etc.). Establish and maintain strong governance frameworks, controls, and documentation for all regulatory reporting processes. Stakeholder Management Partner with senior stakeholders across Finance, Legal, Compliance, Risk, and Technology to ensure alignment on regulatory requirements. Act as a key point of contact for regulators, auditors, and internal compliance teams. Act as the primary senior interface with global regulators, industry bodies, and external auditors. Represent the firm in regulatory forums, consultations, and industry discussions. Partner with Investment, Product, and Distribution teams to embed regulatory considerations into product strategy and market expansion initiatives. Provide advisory support on new and evolving regulatory requirements impacting the business including new product launches and structural changes Change & Transformation Lead regulatory transformation initiatives, including operating model redesign and RegTech adoption. Drive data strategy including lineage, governance, and scalability of regulatory infrastructure. Lead regulatory change initiatives, including implementation of new reporting requirements and enhancements to existing frameworks. Drive automation and process optimization to improve efficiency, scalability, and data integrity. Partner with technology teams to implement regulatory reporting solutions and improve data architecture. Team Leadership Build, lead, and develop a high-performing global regulatory reporting team based in India. Foster a culture of accountability, continuous improvement, and strong control discipline. Provide mentorship and career development guidance to team members.

Risk, Controls & Governance Ensure strong internal controls and audit readiness across all regulatory reporting activities. Proactively identify and mitigate regulatory risks, escalations, and issues. Manage regulatory examinations, internal audits, and external reviews effectively. Provide reporting and insights to senior governance forums, including risk and audit committees. Data & Reporting Integrity Oversee data sourcing, validation, and reconciliation processes to ensure accuracy and consistency. Collaborate with data governance teams to enhance data quality and lineage frameworks.

Key Skills & Capabilities Deep expertise in global regulatory frameworks across asset management (AIFMD, MiFID, SFDR, EMIR, UCITS), with the ability to interpret evolving regulations and translate them into scalable operating models. Proven leadership of global teams and delivery models, including building and managing high-performing offshore/onshore functions and centres of excellence. Strong track record in regulatory change and transformation, including operating model design, process optimization, and RegTech-enabled solutions. Comprehensive understanding of asset management products, fund structures, and end-to-end operating models, with strong knowledge of regulatory reporting platforms, data architecture, and control frameworks. Strategic and commercially aware mindset, partnering effectively with senior stakeholders to align regulatory requirements with business objectives and growth initiatives. Demonstrates independent judgment and accountability, operating with autonomy to make informed, risk-aware decisions in complex and high-stakes environments. Applies strong analytical and technical capability to assess complex issues, identify root causes, and deliver pragmatic, sustainable solutions. Communicates with clarity and influence, effectively translating complex regulatory and technical concepts for diverse audiences, including senior leadership and non-technical stakeholders. Drives continuous improvement and operational excellence, simplifying complexity, strengthening controls, and enhancing efficiency across processes, data, and infrastructure. Experience: 12–18 years of experience in regulatory reporting within asset management, investment banking, or financial services.

Educational Qualification: Graduate/Postgraduate in Commerce, Accounting, or Finance. Professional certifications (e.g., CFA, CA, MBA Finance). Experience working in a global/matrix organization. Exposure to regulatory technology (RegTech) solutions and automation tools.

We have a diverse workforce and an inclusive culture at M&G Global Services, regardless of gender, ethnicity, age, sexual orientation, nationality, disability or long term condition, we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.