Urgent - Require MBA Fresher - Compliance - KMPL

Role & responsibilities

The role involves following key activities at team leader level:

• Perform independent compliance testing of various products of the Company on a sample basis and report findings/ensure closure of the same.
• Testing areas include:
• Assist in preparation of compliance testing plan
• Testing of various Circulars and Directions issued by RBI from time to time
• Thematic reviews of customer grievances, ECL model, capital adequacy calculation, Regulatory returns, Asset Liability Management, etc
• Review of reporting to Credit Information Companies
• Product testing of various loan products for compliance with KYC/AML, FPC, etc
• Offsite monitoring of key parameters
• Branch visits
• Assist in preparing data pack for various meetings such as Senior Management Committee, Audit Committee of Board etc and draft/review minutes of aforementioned meetings.
• Ensure updation of new circulars in Compliance monitoring tool
• Tracking of compliance in compliance monitoring tool and circulate dashboards
• Assist in RBI inspection of the Company and internal audit of Compliance function.
• Develop and conduct compliance training sessions to help drive Compliance culture in the company

Preferred candidate profile

• Professional with a post graduate degree in Management
• Candidates with Audit experience in Bank/NBFC would be an added advantage.
• Should have good verbal and written communication skills with an eye for detail.
• Should be conversant with Word, Excel and powerpoint.