Trustee Officer

Roles & Responsibilities:

• Fulfilling the responsibilities of Trustee Resource as per SEBI circular

• Reviewing, interpreting, monitoring and implementation of circulars / notifications issued by

SEBI / AMFI / PMLA  & other regulations

• Preparation of Reports with SEBI / AMFI / Board of Directors of Asset Management Company /

Trustee Company from time to time as per SEBI Mutual Fund Regulations, 1996. 

• Due diligence / verification of Compliance Policies and Compliance Manual  

• Preparation & Updation of Scheme Information Document / Key Information Memorandum/

Statement of Additional Information    

• Verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund  

• Reviewing, monitoring, and filing of  Advertising Materials, PPTs, Articles, Fact Sheets 

•  Secretarial - Pre and Post Committee Meeting Functions preparation of agenda papers,

reports, minutes etc. 

• Co-ordination with the Internal and Statutory Auditors  

• Co-ordination within the Internal Departments  

• Preparation and Maintenance of Statutory Records and MIS