Treasury II Custodial Business - Front Office II CA

Role

To lead front-office treasury operations for the custodial and broking business, ensuring efficient liquidity management, optimal deployment of funds, strong financial controls, regulatory compliance, and seamless client and counterparty servicing. The role also supports the firm's fund-raising and capital management agenda

Liquidity and Fund Flow Management

• Manage daily fund flows, liquidity, and cash positioning for custodial accounts.
• Monitor bank balances, margin requirements, and collateral management.
• Execute fund transfers, settlements, and investment of surplus funds.
• Coordinate with banks, clearing corporations, and internal teams
• Handle accounting and reconciliation of custodial transactions
• Manage pay-in/pay-out processes for securities and funds
• Perform daily bank, client, and custody reconciliations
• Investigate and resolve breaks in a timely manner
• Strengthen internal controls and ensure audit readiness

Fund Raising & Capital Management

• Support end-to-end fund-raising activities, including planning, execution, documentation, and post-closing processes
• Coordinate with banks, financial institutions, investors, fund houses, brokers, and other stakeholders for fund-raising requirements
• Prepare and maintain fund-raising MIS, cash-flow projections, funding requirements, and utilization reports
• Evaluate short-term and long-term funding requirements based on liquidity, settlement obligations, working capital needs, and business plans
• Assist in arranging and coordinating various sources of funding, including working capital facilities, bank finance, structured funding, debt instruments, and other approved funding avenues
• Coordinate with lenders and financial institutions for term sheets, sanction letters, facility documentation, disbursements, renewals, and ongoing compliance
• Manage the documentation and operational requirements related to fund-raising transactions, including KYC, financial information, confirmations, security/collateral documents, and audit trails
• Monitor utilization of raised funds against approved purposes and ensure timely reporting to management, lenders, and relevant stakeholders
• Track interest costs, repayment schedules, maturity dates, covenants, and other obligations associated with funding arrangements
• Support negotiations and coordination with banks and financial institutions on pricing, limits, collateral, repayment terms, and facility structures
• Prepare management presentations and periodic reports covering funding position, liquidity requirements, debt exposure, cost of funds, and upcoming funding requirements
• Coordinate with Finance, Treasury, Risk, Compliance, Legal, and senior management teams throughout the fund-raising lifecycle
• Ensure timely completion of regulatory, statutory, and internal approvals/filings associated with fund-raising transactions
• Maintain a centralized repository of funding agreements, sanction letters, security documents, correspondence, and transaction records
• Support due diligence and information requests from banks, investors, lenders, auditors, and other external stakeholders
• Monitor post-fund-raising obligations, reporting requirements, utilization certificates, and compliance with agreed terms and conditions
• Identify opportunities to optimize funding costs, liquidity, working capital, and overall capital structure

Regulatory & Compliance

• Ensure adherence to SEBI, RBI, and other regulatory requirements
• Support regulatory reporting and compliance filings
• Maintain documentation and audit trails

Stakeholder Management

• Liaise with custodians, fund houses, brokers, and internal departments
• Coordinate with operations, compliance, and risk teams
• Address client queries related to fund movements and reporting