Trade Surveillance Officer-Fresher| NISM

Role & responsibilities

• Monitor daily alerts generated from surveillance systems such as
• Categorize alerts as false positive or potentially suspicious based on documented review standards.
• Conduct detailed investigations for each alert
• Reviewing client KYC, financial details & risk category
• Checking past transactional history
• Analysing market behavior and counterparties involved
• Maintain clear audit trails for each alert, including justification for closure or escalation.

Preferred candidate profile

0-1 years of experience in Trade Surveillance

NISM VIII Certificate

Should have stock market knowledge