Trade Surveillance - Mumbai

About Angel One:

Angel One is one of Indias fastest growing fin-techs, on a bold mission to make investing simple, smart, and inclusive for every Indian. With over 3+ crore clients, were building at scale – and building for impact.

Our Super App helps clients manage their investments, trade seamlessly, and access financial tools tailored to their goals. We are working to build personalized financial journeys for our clients, powered by new-age tech, AI, Machine Learning and Data Science.

We're a builder's company at heart. You’ll have the space to experiment, the freedom to move with velocity, and the mandate to make bold, user-first decisions – every single day.

The vibe? Think less hierarchy, more momentum. Everyone has a seat at the table and a shot to build something that lasts.

Be part of a team that’s scaling sustainably, thinking big, and building for the next billion.

Why You'll Love Working at Angel One!

• Tech Systems that run at Scale: From AI to real-time data infra, you’ll work on tech that’s ahead of the curve and solve problems that truly matter.
• Build one of India’s Leading Fintech Platform: We’re not just disrupting finance – we’re shaping how billion Indians access wealth.
• Own It. Drive It. Scale It: You’ll have the freedom to lead, the resources to build, and the opportunity to leave your mark.
• Empowered Growth: We invest in your growth and empower you to explore your full potential.
• Exceptional Benefits: Our comprehensive benefits package includes health insurance, wellness programs, learning & development opportunities, and more.

Role: Surveillance Executive – Risk Management & Surveillance (RMS)

Location: Mumbai

What you will do:

• Monitor trading activities, ensuring compliance with regulatory standards, and handle real-time surveillance tasks in capital markets.
• Minimum of 2 years of experience using market surveillance tools like Omnesys, Odin, Orion, NSE NOW, or similar platforms.
• Basic experience with risk software like LD/Protector, and familiarity with Algo trading, CTCL terminal client mapping, derivative margin calculation, shortage reporting, and margin allocation.
• Collaborate with internal departments (IT, Software, Risk, Compliance, KYC & Customer Service) to resolve queries raised by sub-brokers related to surveillance or trading platforms.
• Strong analytical and problem-solving abilities, with attention to detail.
• Stay updated with regulatory changes and market developments.
• Support automation of surveillance processes and trading platforms.

Who you are:

Education:

• Bachelor’s degree in Finance, Commerce, Economics, or a related field.
• Certification in Capital Market (NISM or equivalent).
• Post-graduation or certification in risk management, surveillance, or compliance is a plus.

Technical Skills:

• Experience with surveillance tools such as Omnesys, Odin.

Knowledge:

• In-depth understanding of equity, derivatives, and commodity markets.
• Knowledge of regulatory frameworks (SEBI, NSE, BSE, MCX) and risk management practices.

Communication Skills:

• Strong verbal and written communication skills for effective interaction with internal teams and external clients.

At Angel One, our thriving culture is rooted in Diversity, Equity, and Inclusion (DEI).

As an Equal opportunity employer, we wholeheartedly welcome people from all backgrounds irrespective of caste, religion, gender, marital status, sexuality, disability, class or age to be part of our team. We believe that everyone's unique experiences and viewpoints make us stronger together. Come and be a part of #OneSpace*, where your individuality is celebrated and embraced.