Technology Compliance Associate

About us.

Trumid is a dynamic fintech revolutionizing the landscape of fixed income trading. With intelligent, easy-to-use, electronic solutions, we are rapidly growing and seeking exceptional talent to help redefine the boundaries of technology and finance.

Founded in 2014 by a team of fixed income market experts, Trumid has quickly become one of the top three corporate bond e-trading platforms in the U.S. Today, over 1,300 traders from an extensive and expanding client network of 920+ buy- and sell-side institutions transact on Trumid monthly.

With a rich history of innovation and a unique ability to innovate at scale, we collaborate closely with our clients, iterating quickly toward optimal solutions. With market share and client engagement at all-time highs and our pace of product development faster than ever, this is an exciting and transformative time at Trumid.

Our business model thrives on participation, and so does our company culture. We rely on every team member's contribution to help us accomplish our goals. To succeed at Trumid, you must be curious, passionate about your craft, ambitious, collaborative, and driven. Learn more at www.trumid.com.

The opportunity.

Trumid is seeking a Technology Compliance Associate to join our Technology Compliance team. Reporting to our Technology Compliance Manager, you’ll take ownership of key areas — including client security questionnaires and day-to-day security operations — while getting hands-on exposure across AI governance and SOC 2 program operations, working alongside clients, auditors, and regulators. This is a great fit for someone early in their compliance or security career who wants real ownership plus the chance to learn directly from an experienced tech compliance leader as our program scales. 

What You'll Do:

AI Governance

Develop and implement AI usage policies and governance frameworks for the organization

Implement guardrails and security controls using AI Gateway and similar tools

Conduct security assessments and risk evaluations for AI tools and services

Review AI tool usage and provide metrics through observability platforms

Ensure data privacy and protection standards are maintained across AI tool adoption

Manage vendor assessments and ongoing monitoring for AI service providers

Stay current on emerging AI regulation, including NIST AI RMF and EU AI Act developments

Compliance & Risk

Operate SOC 2 compliance program including control frameworks, evidence collection, audit coordination, and certification maintenance

Conduct security risk assessments, phishing simulations, vulnerability management, and penetration testing coordination

Drive BCP/DR planning, testing, and documentation

Manage security incident response processes and post-incident reviews

Track and report on security metrics, compliance posture, and risk remediation

Security Operations

Day-to-day operational oversight of CrowdStrike Falcon Complete including alert triage, monitoring, and liaising with security engineering on configuration and escalations

Support identity and access management programs including employee access reviews and privileged access controls

Tracking and reporting on vulnerability scan findings; coordinating remediation workflows with engineering

Coordinating and managing third-party penetration testing engagements; tracking findings through to remediation

Client, Vendor & DDQ Management

Own and manage the end-to-end DDQ (Due Diligence Questionnaire) process, including response accuracy, version control, and automation initiatives; serve as the primary point of contact for client and prospect security questionnaires

Conduct vendor security assessments and manage third-party risk

Support legal and compliance teams on vendor contracts and technical due diligence

About you.

Experience: 4+ years in information security or GRC/Compliance with hands-on technical experience and demonstrated leadership

Technical depth: Familiarity with cloud security (AWS required, GCP valued), security tooling (CrowdStrike or similar EDR/XDR platforms), and infrastructure security controls

AI security knowledge: Understanding of AI/LLM security risks, data privacy concerns, and emerging AI governance frameworks (NIST AI RMF, EU AI Act)

SOC 2 expertise: Operational experience running SOC 2 programs in production environments with successful audit outcomes

Security frameworks: Working knowledge of SOC 2, ISO 27001, NIST frameworks and their practical application

Client-facing skills: Proven ability to communicate security concepts to institutional clients and represent technical capabilities professionally

Compliance knowledge: Experience with security compliance in financial services or other regulated industries

Communication: Excellent written and verbal skills across technical and non-technical audiences

Certifications: CISSP, CISM, Security+, or equivalent preferred

Education : Bachelor's degree in Computer Science, Information Security, or related field

Technical Environment

You'll work with:

Cloud Platforms: AWS (primary), GCP

Security Tools: CrowdStrike Falcon Complete, Vanta, vulnerability scanners

AI & Observability: AI Gateway tools, LLM monitoring platforms, observability tools

Infrastructure: Cloud-native services

Compliance Frameworks: SOC 2, ISO 27001, NIST

Identity & Access: SSO, MFA, access control systems

Employee Benefits

Highly competitive compensation

Fully paid medical, dental and vision coverage

Remote work flexibility

Team-oriented and collaborative company culture

In compliance with New York City Pay Transparency Law, the base salary range for this role in New York City is between $150,000 - $175,000. This range does not include discretionary bonus or other forms of compensation or benefits offered in connection with this job. Several factors are considered when determining a candidate's compensation. Please note that the salary range listed for this position is based on the level of experience outlined in the job description. If a candidate's experience differs from the requirements, the salary may be adjusted accordingly.

Trumid is an equal opportunity employer.

Please note: All communication from Trumid's recruiting team comes from @trumid.com email addresses. We conduct remote interviews via Zoom only. We will never ask you to purchase equipment, download software (other than Zoom), or share sensitive personal information during the hiring process.