MUMBAI · FULLTIME
Team Member Compliance Testing
Kotak Mahindra Bank Ltd..
Mumbai · onsite · Posted 12d ago
Sourced from
Undisclosed7–12 yrsfulltimeMumbai
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Section · 01
About this role
- Execute and ensure timely delivery of Compliance Reviews, including Branch Reviews as per the review plan approved by ACB aligned with RBI and other regulatory guidelines.
- Conduct RBS Tranche III Testing as per RBIs Risk-Based Supervision guidelines.
- Create new system rules for automating testing of regulatory obligations on a continuous basis and analyse the exceptions.
- Integrate data analytics and automation tools for enhanced testing efficiency.
- Carry out detailed reviews of processes, products, and systems to identify gaps and recommend corrective actions.
- Perform sample checks, walkthroughs of processes, products and systems and control validations.
- Prepare Compliance Review Reports highlighting observations, root causes, and remediation plans.
- Present findings to Senior management and Audit Committee.
- Maintain centralized repository of testing results for regulatory and internal audits.
- Regulatory Alignment
- Stay updated on regulatory changes and incorporate them into testing programs.
- Liaise with regulators during inspections and audits, ensuring timely and accurate responses.
- Stakeholder Management
- Collaborate with business, operations, risk, internal audit and technology teams
- Provide advisory support on compliance matters and emerging risks.
- Additional Strategic Responsibilities
- Drive continuous improvement through automation, AI-driven analytics.
- Contribute to compliance risk assessment and annual compliance plan.
- Support training and awareness programs for business units on compliance observations.
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Section · 02
Skills
Compliance TestingInternal Audit
Section · Company
About Kotak Mahindra Bank
Kotak Mahindra Bank Ltd..
Banking
60.4k+
employees
1985
41 years old
Mumbai, Maharashtra
India
₹7.9L PA avg
Avg at Kotak Mahindra Bank
About
From launching Kotak Mahindra Finance Ltd. in 1985 to becoming one of the country’s most trusted financial institutions today, it’s been quite a journey.
Industries
BankingFinancial Services
Employee ratings
0 reviews
3.7/ 5
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