Team Lead - US Audit

Job Responsibilities

• Ensure all credit exposure complies with the required approvals and adheres to the delegation matrix
• Risk monitoring (Event based/Monthly/Quarterly/Annual) through tracking of Conditions Subsequent (CS) for invested portfolio and promptly alert senior management to significant risk issues
• Evaluating due diligence, debenture trust deeds, CC / IC approvals (Notes and minutes) and other documents and ensuring that all the covenants as per approval are adequately captured in the deal documentation
• Assisting the risk team in evaluating the transactions, establishing processes/policies/ frameworks, and ensuring proper controls across business groups
• Fostering a partnership among the various business and support groups to create a compliant business environment and culture.

Pre-disbursement activities

• Preparing the checklist for Fund drawdown prior to each Investment
• Undertaking the KYC checks and other due diligences before disbursement
• Ensuring compliance of the pre-disbursement CP checklist
• Maintaining the repository of the soft copies of all the deal documents
• Co-ordination with various team as per DOP for final disbursement approval

Post disbursement activities

• Monitoring the Conditions Subsequent for each deal on a weekly basis
• Analyzing the documents received by deal team/risk team for the conditions subsequent to the deal and if knock off the condition subsequent if the documents are in order
• Preparing the Operational Risk / CS Monitoring / ESG Dashboards for each Fund
• Handling Statutory and Internal Audit and regulatory reporting.

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