Team Lead/Project Lead: SOX Compliance and Evidence Automation

Required Skills / Experience
Strong hands on knowledge of SOX ITGC controls (access, change, operations)
Experience with audit processes, evidence collection, and compliance reporting
Familiarity with risk assessment frameworks
Understanding of cloud (GCP), databases, Linux/Windows/mainframe environments
Ability to manage multiple onboarding and audit efforts simultaneously
Strong communication and stakeholder coordination skills
Business process reeengineering and project manager to aid process automation and remediation efforts

1) Support SOX compliance, audit readiness, and Regulatory Compliance risk assessment for enterprise applications and infrastructure
2) Partner with application teams, audit, and security to ensure controls are defined, implemented, and monitored
3) SOX Compliance & Audit Support
4) Drive SOX onboarding, scoping, and audit readiness activities for applications
5) Coordinate control definition, monitoring setup, and evidence collection
Partner with Internal Audit and ITCG on audit decisions and requirements
6) Define and document ITGC controls (access, change management, logging, monitoring)
7) Coordinate setup of monitoring tools (e.g., database monitoring, privileged access, server controls)
8) Ensure baseline audits and ongoing control validation are completed
9 ) Lead onboarding of new applications into SOX processes (scoping, evaluation, monitoring setup)
10) Provide clear guidance to app teams on control requirements and audit expectations
11) Facilitate onboarding sessions and working sessions with stakeholders
12) Prepare audit documentation, status updates, and risk summaries
13) Communicate findings, gaps, and remediation plans to stakeholders
14) Drive weekly tracking of open items, risks, and audit deliverables
15) Identify gaps in logging, monitoring, and control execution
16) Support automation and process standardization efforts
17) Coordinate across onshore/offshore teams for evidence generation and review