Sr Executive - Internal Audit

• Perform specialized auditing of a broad range of operational, financial and compliance functions as set out in the annual audit plan;
• Review the area to be audited and understand the scope of the audit
• Review previous audit reports, if any, to check clearance of key issues
• Prepare preliminary risk assessment matrix (RAM), identifying key risks and controls in the audit area
• Prepare audit programs and detailed audit work papers incorporating test schedules, observations, and audit conclusions; Complete work paper documentation in audit software - Teammate (TM) and ensure all work papers contain sufficient supporting documentation and have been properly referenced on Team Mate;
• Perform walk through along with the process owners and prepare process flowcharts
• Test the existing controls in place, conclude on the adequacy, effectiveness and efficiency of key controls tested and recommend action plan to address the risks where controls are weak;
• Perform compliance and substantive testing as per audit program Draft audit issues / reports as per GIAs audit methodology Comply with Quality Assurance checklists to ensure that working papers are complete and serve as a stand-alone reference to support audit findings; Assist in special jobs/ fraud investigation reviews whenever needed. Discuss audit issues with operational management and ensure factual accuracy of the issues
• Submit report to audit engagement manager for review
• Input final audit report into TM, before formal issuance
• Participate in risk mitigation plans, contingency planning, business continuity programs by executing and reporting within defined timelines. Highlight and recommend process gaps, flaws and process changes.

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