Specialist - Compliance

Job Summary

Marsh - Financial Crime Compliance Unit is seeking candidates for the following position based in the Mumbai, Hiranandani office.

Job Description for Posting Sr. Analyst / Specialist - Compliance (Grade - B2/C1)

Financial Crime Compliance is responsible for following the established internal procedures to prevent Organization from any Financial Crime Risks related to KYC, CDD, Sanctions, Adverse news along with identifying PEPs and State-Owned Entities.

Responsibilities

• To perform KYC risk assessments of Clients domiciled across the globe and identify the risks involved in the relationship.
• Have relevant experience in conducting due diligence assessments related to Client, Ultimate Beneficiary and Senior Managements / Directors.
• Able to identify and verify legal existence of client and its UBOs and Directors/Sr. Management from authentic sources. Determine and establish corporate family tree to identify Individual Beneficiary owner.
• Appropriately assess risk when business decisions are related to Sanctions, PEP, Money Laundering, Bribery Corruption, Adverse Media etc.
• Must have performed Client Due Diligence on entity relationships.

What you need to have

• Applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
• Ability to identify the risk factors involved in client relationships and summaries same.
• Basic understanding of Financial Crime Compliance related to AML / ABC or Sanctions requirements

General Skills

• Strong verbal and written communication skills
• Responsive and enthusiastic and able to work under defined deadlines
• Ability to adapt to new changes and new challenges
• Ability to prioritize workflows and ensure deadlines are met
• Ability to forge strong relationships with colleagues
• Ability to work independently and yet still be team-oriented
• Proactive, self-motivated, detailed oriented and well-organized

What makes you stand out

• 2- 5 years of relevant experience in BFSI or Insurance sector in KYC, CDD, Screening process function
• Graduate from a recognized University with good academic record.
• CAMS /CFCS or any other compliance certification would be an added advantage

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.