SME-Investment Banking

Job Summary

This role requires an experienced professional with 4 to 8 years of expertise in investment banking focusing on trade validation OTC investigation/reconciliation and broker fees payables/receivables. The candidate will leverage their technical skills in MS Excel to ensure operational excellence in a hybrid work model during day shifts.

Responsibilities

• Perform trade validation processes to ensure accuracy and compliance with regulatory standards.
• Conduct thorough investigations and reconciliations for OTC transactions to identify discrepancies and resolve issues effectively.
• Manage broker fees payables ensuring timely and accurate processing of financial transactions.
• Utilize advanced MS Excel functionalities to analyze data create reports and streamline workflows for operational efficiency.
• Collaborate with cross-functional teams to ensure seamless communication and alignment on investment banking operations.
• Provide insights and recommendations to improve processes and reduce operational risks in trade validation and reconciliation.
• Monitor and maintain accurate records of financial transactions ensuring compliance with internal policies and external regulations.
• Support audits and reviews by preparing detailed documentation and responding to queries related to trade validation and reconciliation.
• Develop and implement best practices for managing OTC investigations and broker fee processes to enhance productivity.
• Assist in the creation of dashboards and performance metrics using MS Excel to track operational progress and identify areas for improvement.
• Ensure adherence to deadlines and quality standards in all assigned tasks contributing to the overall success of the team.
• Participate in training sessions and workshops to stay updated on industry trends and regulatory changes impacting investment banking operations.
• Foster a collaborative and inclusive work environment promoting teamwork and knowledge sharing among colleagues.
  
  

Qualifications

• Demonstrate expertise in trade validation processes with a strong understanding of regulatory requirements.
• Showcase proficiency in OTC investigation and reconciliation with the ability to identify and resolve discrepancies efficiently.
• Exhibit advanced MS Excel skills including data analysis reporting and workflow optimization.
• Possess knowledge of broker fees payables and receivables processes ensuring accuracy and timeliness in financial transactions.
• Display strong analytical and problem-solving skills to address operational challenges effectively.
• Have excellent communication and collaboration abilities to work seamlessly with cross-functional teams.
• Show commitment to maintaining compliance with internal policies and external regulations.
• Demonstrate adaptability to hybrid work models and the ability to manage tasks during day shifts.
• Bring a proactive approach to identifying opportunities for process improvement and risk mitigation.
• Maintain a detail-oriented mindset to ensure accuracy in documentation and reporting.
• Exhibit a strong sense of responsibility and accountability in managing assigned tasks.
• Stay updated on industry trends and regulatory changes to enhance operational knowledge and expertise.
  
  

Certifications Required

Preferred MS Excel Certification Investment Banking Operations Certification