Senior Securities Operations Specialist - Trade & Settlement (VP)
Wells Fargo · Bengaluru · onsite · Posted 29d ago
Undisclosed7–12 yrsfulltimeSourced from
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About this role
Job Summary
Wells Fargo is seeking a Senior Securities Operations Specialist
Responsibilities - Lead or participate in moderately complex lifecycle initiatives and support tasks and act as a participant in large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations
- Review and analyze moderately complex operational tasks or challenges that require an in-depth evaluation of variable factors
- Independently resolve moderately complex issues on a full process within a trade environment while leveraging solid understanding of the function, policies, procedures, and compliance requirements; may lead team to meet deliverables
- Collaborate and consult with peers, colleagues and mid-level managers to resolve issues and achieve goals; may lead projects, teams or serve as a mentor for lower level staff
- Manage expertise in the following operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
- Resolve moderately complex escalated issues within the scope of responsibility in Security Operations
- Research moderately complex business risks, influence policies, enhance customer satisfaction, and review time sensitive documents and transaction requests
- Exercise independent judgment in understanding trade settlement workflow controls to minimalize the effects of operational breakdowns
- Contribute to overall effectiveness of the team according to plans; monitor daily securities and cash related production work
- Lead or contribute to implementation of projects and new or revised processes and procedures that require coordination among operation teams and perform analysis for initiatives that support business strategies making decisions on matters with financial impact and risk
- 7+ years of Securities Operations experience, or equivalent demonstrated through one or a combination of the following:work experience, training, military experience, education
Sourced from naukri
Skills
Customer ServiceProduction Workcustomer satisfactionFinancial CrimesRisk IdentificationGeneral LedgerOnboardingsecuritiesRegulatory ComplianceResearchoperationscomplianceCustomer RelationshipsLoan OperationsLedger
About Wells Fargo
Wells Fargo
Financial Services
20k+
employees
1852
174 years old
Bengaluru/Bangalore, Karnataka
India
About
Wells Fargo works to create positive social impact in the communities it serves by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
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Financial Services
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