Senior Quality and Risk Management

Roles & Responsibilities:

• Undertake smaller and medium-sized assignments independently or assist in larger assignments.
• Establish strong professional relationships with stakeholders.
• Play active role in stabilizing the process for the member firm by doing a deep dive into procedures, process, and workflow to help improve process for the member firm.
• Conduct KYC/AML checks on entities, with good understanding of adverse/negative news, and report the same with any shareholders/ultimate beneficial ownership, sanctions, and politically exposed persons (PEPs).
• Effectively use databases, including company websites, news aggregators, and professional and social networking sites.
• Maintain sharp focus and attention to detail to identify, comprehend, and articulate risk based on the process training and guidance provided. Escalate any bottleneck in a timely manner.
• Assess, analyze, and document the screening results with good formatting skills.
• Engage with stakeholders with respect to delivery, SLAs, escalating urgent requests, or reporting daily or monthly progress.
• Perform quality checks and deliver feedback on cases/performance wherever needed.
• Deliver feedback, and undertake performance appraisal (if assigned supervisory role).
• Ensure the KPIs are met, and daily/weekly/monthly tracking on volume, SLA, and quality is maintained.
• Motivate and prepare the team for upcoming projects or peaks.