Senior Internal Auditor

Reporting To: Manager, Internal Audit

Shift: EMEA (12:30 pm - 9:30 pm IST) (India) About Russell Investments, Mumbai:  Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 90-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm is “Top 12 Ranked Consultant (2009-2024)” in P&I survey 2024 with $962 billion in assets under advisement (as of December 31, 2025) and $376.9 billion in assets under management (as of December 31, 2025) for clients in 30 countries. Headquartered in Seattle, Washington in the United States, Russell Investments has offices around the world, including London, New York, Toronto, Sydney, Tokyo, Shanghai – and has opened a new office in Mumbai, India in June 2023.

Joining the Mumbai office is an incredible opportunity to work closely with global stakeholders to support the technology and infrastructure that drives the investment and trading processes of a globally recognized asset management firm. Be part of the team based out of Goregaon (East) and contribute to the foundation and culture of the firm’s growing operations in India. The Mumbai office operates with varying shifts to accommodate time zones around the world.

For more information, please visit https://www.russellinvestments.com .

Job Description: We are seeking a highly motivated and detail-oriented Senior Internal Auditor to join our Internal Audit team. This role is ideal for a dynamic audit professional with proven experience in executing audits from planning through reporting, with strong organizational skills and the ability to consistently meet deadlines without sacrificing quality. The ideal candidate will have a solid background in operational auditing, with exposure to financial and regulatory controls. Experience in the financial services industry is required, with a preference for those with a deep understanding of investment management and the inherently risky processes that underpin such operations. The Senior Internal Auditor will play a key role in delivering high-quality assurance services across business and operational areas of the firm, with a focus on risk-based audits, regulatory compliance, and operational effectiveness. The individual will also play a key role in ensuring the timely completion of deliverables, working independently, supporting the team with their engagements or overseeing co-sourcing partners as needed.  Key Responsibilities Lead or support risk-based audits across investment, operations, finance, compliance, technology, and risk management functions.

Perform detailed testing of internal controls, document workpapers, and evaluate the design and operating effectiveness of processes.

Identify control gaps, process inefficiencies, and opportunities for improvement.

Draft high-quality audit reports, clearly communicating findings, root causes, and practical recommendations.

Monitor and validate the implementation of agreed-upon management action plans.

Collaborate with business stakeholders to develop practical and actionable management remediation plans.

Serve as a point of contact for co-sourcing partners, ensuring quality, timeliness, and adherence to methodology.

Contribute to the continuous improvement of audit methodology, tools, templates, and processes.

Strong Sarbanes Oxley knowledge and compliance experience

Qualifications & Experience: 4-5 years of internal audit, public accounting, or risk management experience, with preference for candidates with experience in financial services or investment management.

Experience with Sarbanes Oxley (SOX) documentation, developing/executing test plans, and evaluating results.

Understanding of internal auditing standards, practices, and risk-based methodologies.

Proven ability to assess inherently risky processes, identify key controls, and evaluate control effectiveness.

Demonstrated ability to manage and complete audit projects on time and independently, with sound professional judgment.

Strong written and verbal communication skills, with the ability to do still complex issues into clear findings for executive stakeholders.

Highly organized and proactive, with the ability to manage multiple priorities and meet strict deadlines.

Strong collaboration and interpersonal skills, with a collegial, diplomatic, and solutions-oriented approach.

Technical familiarity in electronic workpapers and productivity tools such as Microsoft Office and GRC platforms.

Education & Professional Certifications Bachelor's degree in Accounting, Finance, or a related discipline required.

Professional certifications preferred, such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or equivalent.