Senior Institutional Investment Operations Specialist

About this role:

Wells Fargo is seeking a candidate who will primarily be responsible for the Completeness, Accurate, Timely, Pairing and Matching submissions of our regional transaction reporting obligations to the respective competent authorities through performance of completeness and accuracy reconciliations, however the role will also include support of change management projects and processes as a result of the ever-changing regulatory landscape.

These initiatives would include streamlining of MiFID II, SFTR & EMIR 3.0 processes, as well as enhancements to internal infrastructure to support current regulatory requirements. This role is appropriate for an experienced regulatory reporting SME.

In this role, you will:

• Assist in lifecycle support for institutional trade flow
• Manage client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as work to resolve confirmation and ISDA related issues
• Lead or participate in moderately complex initiatives and deliverables
• Contribute to large scale planning related to process, procedures and efficiencies with internal and industry related initiatives
• Identify and recommend opportunities for process improvement and risk control development
• Provide leadership to bring groups together to resolve multi-faceted complex issues
• Serve as a leader on projects along with internal and industry related initiatives
• Review and analyse complex functional and operational tasks that require in-depth evaluation
• Exercise independent judgment and resolution to guide the deliverable
• Resolve moderately complex issues
• Lead team to meet functional area projects, and process deliverables
• Leverage solid understanding of functions, policies, procedures and compliance requirements
• Mentor and assist analysts
• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

Required Qualifications:

• 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• Knowledge of transaction reporting operations in EMIR. SFTR and MiFIR/MiFID I & II and other global regulation requirements add additional advantage
• Extensive understanding and working knowledge on Pairing and Matching process, Reconciliation and Exception Management
• Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
• Solid analytical skills.
• Experience of working with project and technology stakeholders to deliver change. Solid communication and organisational skills - to work with local and remote Operations, Technology and Compliance stakeholders.
• Solid communication and organisational skills - to work with local and remote Operations, Technology and Compliance stakeholders.

Desired Qualifications:

• Experience of working with project and technology stakeholders to deliver change.
• Proficient with AI tools, Microsoft Excel (VBA preferred) and Alteryx are preferred.

Job Expectations:

• Shift timing 1:30 PM - 10:30 PM IST.
• Hybrid 3 days working from office.

Posting End Date:

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

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