Senior Institutional Investment Operations Specialist
Wells Fargo · Bengaluru · onsite · Posted 72d ago
Undisclosed8–13 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
About this role:
- Wells Fargo is seeking a candidate who will primarily be responsible for the Completeness, Accurate, Timely, Pairing and Matching submissions of our regional transaction reporting obligations to the respective competent authorities through performance of completeness and accuracy reconciliations, however the role will also include support of change management projects and processes as a result of the ever-changing regulatory landscape.
- These initiatives would include streamlining of MiFID II, SFTR EMIR 3.0 processes, as well as enhancements to internal infrastructure to support current regulatory requirements.
- This role is appropriate for an experienced regulatory reporting SME.
In this role, you will:
- Performing the daily completeness and accuracy reconciliations process in a timely and accurate manner to meet Wells Fargos reporting obligations for MiFID II, SFTR and EMIR.
- Performing the daily pairing and matching reconciliations process in a timely and accurate manner to meet Wells Fargos reporting obligations.
- Perform investigations on breaks and perform root cause analysis on all exceptions
- Maintenance and enhancement of governance documents (eg. Process flows and procedures)
- Provide analytical support to regulatory change projects.
- Co-ordinate testing support to regulatory change projects with local SMEs.
- Work with Compliance and Legal team partners on rule interpretations for regulatory change.
- Delivery timely and accurate MI to Operations Compliance management.
- Issue Management and write ups.
Required Qualifications:
- 8+ years of Institutional Investment Operations experience primarily in Non-Financial Regulatory Reporting, OTC Derivatives Reporting Operations or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
Desired Qualifications:
- Knowledge of transaction reporting operations in EMIR. SFTR and MiFIR/MiFID I II and other global regulation requirements add additional advantage
- Extensive understanding and working knowledge on Pairing and Matching process, Reconciliation and Exception Management
- Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
- Solid analytical skills.
- Experience of working with project and technology stakeholders to deliver change. Solid communication and organisational skills to work with local and remote Operations, Technology and Compliance stakeholders.
- Proficient with Microsoft Excel (VBA preferred) and Alteryx.
Sourced from naukri
Skills
Compliance Managementanalytical thinkingInvestment Operationsissue managementRisk IdentificationRoot Cause AnalysisChange ManagementVBARegulatory ReportingRegulatory ComplianceMedicaloperationsLegalcompliancereconciliationRecruitment
About Wells Fargo
Wells Fargo
Financial Services
20k+
employees
1852
174 years old
Bengaluru/Bangalore, Karnataka
India
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Wells Fargo works to create positive social impact in the communities it serves by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
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