Senior Executive-UCC

Job Purpose

• Ensuring governance of UCC compliance
• Oversight of Unique client code database and related activities

Responsibility

• Effective maintenance of UCC to ensure accuracy, completeness and consistency
• UCC process governance and compliance ensuring UCC related activities align with internal policies and regulatory guidelines
• UCC suspension and reactivation
• System improvements by collaborating with technology and data team to improve UCC system and address issues
• Ad hoc responsibilities in related areas assigned from time to time

Educational Qualification

• MBA Finance from a reputed Institute / Chartered Accountant

Experience

• 5+ years of relevant work experience preferably from Stock Exchange/Broking industry having experience in client data management, operations, compliance or similar role
• Knowledge and understanding of Exchange ecosystem and operations
• Strong understanding of regulatory frameworks

Skills Required

Effective interpersonal verbal and written communication skills

Good analytical skills

Proficiency in Excel and data analysis

Functional Competencies required

• Knowledge and understanding of Exchange ecosystem and operations
• Handling and tacking data exceptions and UCC queries
• Ability to extract computerized and manual data
• Understanding of regulatory framework