Senior Executive - Membership

• Conversed with SEBI Regulation, Rules, Bye laws and Regulations of Exchange/Clearing Corporation.
• Processing of New Membership Requests/Transfer of Membership/Conversion of Membership/Change in Status and the activities required in connection of admission of Membership.
• Processing of surrender of Membership application of the member and refund of deposits etc.
• Processing of Change (name /director /address / status etc.,) from Members.
• Processing of Annual Returns submitted by Members.
• Prepare/compile information /data for various MIS (good knowledge of advance excel is preferred).
• Preparation of Agenda for various Committee
• Working on various membership online portals with regard to updating of database and monitoring of compliance.
• Drafting Show cause Notice for violation non- compliance of members.
• Providing data for External and Internal Audit and resolving audit query.
• Ensuring periodical submissions to the Regulator.

Key Skills:

• Communication and interpersonal skills
• Knowledge of SEBI Regulations
• Advance Excel
• MIS