Senior Executive - Member Inspection Offsite

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Role & responsibilities :-

• Monitor member submission like Holding,AP Inspections, Risk Based Supervision, QSB submissions.etc.
• To generate and review alerts / early warning signals for instances of non-compliance / potential default.To assign alerts to inspection team for its actionable and monitoring closure of all the alerts assigned.
• To coordinate with the technology for automation of processes.To do data analysis with the available data for designing alerts and developing tools for generating alerts.
• To prepare MIS reports/ maintaining database

Preferred candidate profile :-

• Educational Qualification :- Chartered Accountant / MBA (Finance) from a reputed institute / university
• Experience :- 3-4 years of relevant work experience preferably in broking/exchange/financial institution operation