Senior Executive - Compliance

Role & responsibilities

• Closed daily Alerts received from all exchanges and depositories - NSE, BSE, MCX, CDSL and NSDL.
• Enquiries received from NSE, BSE, MCX, CDSL and NSDL Dashboard / Emails.
• Check high valuation off market transaction received from internal audit.
• Close inhouse internal alert within the TAT.
• Certified in NISM Aspects of Prevention of Money Laundering Activities & SORM.

Preferred candidate profile

• General knowledge of the AML and MI regulatory environment and its evolutions
• Strong knowledge of regulation related to Surveillance of exchanges and depositories.
• General understanding of the IT systems in AML domain
• General knowledge of AML framework and its evolutions
• The ideal candidate should have at least 3-5 years of Stockbroking, Banking, NBFC and/or regulatory experience
• Knowledge of AML and MI is essential with at least 1-2 years experience
• Ability to perform alert reviews on different entity types
• Understanding of Complex ownership structures.

Interested candidates can share your resume on [email removed]