Senior Compliance Manager
Aditya Birla Capital Digital · Not specified · onsite · Posted 47d ago
Not disclosedFresherfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
Key Result Areas
Supporting Actions
Compliance Management for Insurance & investment
Supporting Actions
Compliance Management for Insurance & investment
- Manage compliances in a timely and orderly manner in all regulatory matters under corporate laws, SEBI, MCA, stock exchanges and RBI.
- Experience in Managing compliance for Mutual fund, AIF,PMS & Digital Metal.
- Review and file required documents, returns, and clarifications to IRDAI,AMFI, SEBI as necessary.
- Ensure timely compliance with all applicable IRDAI, IRDAI,AMFI, SEBI obligations, reporting, and filings
- Collaborate with the Partnership and Legal team for compliance-related matters and contract reviews.
- Manage regulatory inquiries.
- Identify potential compliance risks, gaps in processes, or areas for improvement within the organization.
- Assist senior management and business units in making compliance-conscious decisions that align with IRDAI, IRDAI,AMFI, SEBI regulations.
- Obtain necessary licenses and registrations from regulators/authorities, if required.
- Monitor statutory compliances and follow up regularly with internal teams to complete filings within prescribed timelines;
- Develop guidelines, SOPs, document templates as may be required from compliance perspective and as good governance;
- Keep abreast of the regulatory changes & come up with the implementation plan
- Interact with auditors, regulators, and other internal as well as external stakeholders.
Sourced from foundit
Skills
Compliance ManagementPMScorporate lawsAifIRDAIStock Exchangesmutual fundAMFISEBIRBIMCADigital Metal
About Aditya Birla Capital Digital
Aditya Birla Capital Digital
Banking
500
employees
2023
3 years old
Mumbai, Maharashtra
US
₹14.3L PA avg
Avg at Aditya Birla Capital Digital
About
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Banking
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