BENGALURU · FULLTIME
Securities Operations Specialist
Wells Fargo
Bengaluru · onsite · Posted 6d ago
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Undisclosed2–7 yrsfulltimeBengaluru
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Section · 01
About this role
Job Summary
Wells Fargo is seeking a...
Responsibilities - Participate in low to moderately complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations
- Review and analyze basic or tactical functional operational tasks or challenges that require research, evaluation, and selection of alternatives; exercise independent judgment related to low-to-medium risk deliverables
- Present recommendations for resolving low to moderately complex situations related to a full process within a trade environment while developing understanding of function, policies, procedures, and compliance requirements
- Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals
- Develop expertise in the following operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
- Resolve low to moderately complex escalated issues within the scope of responsibility in Security Operations
- Research low to moderately complex business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests
- Exercise independent judgment in understanding trade settlement workflow controls to minimalize the effects of operational breakdowns
- Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work
- Contribute and may lead implementation of projects, new or revised processes, and procedures that require coordination among operation teams and perform analysis for initiatives that support business strategies making decisions on matters with financial impact and risk
- 2+ years of Securities Operations experience, or equivalent demonstrated through one or a combination of the following:work experience, training, military experience, education
- Experience in Securities Operations, or equivalent demonstrated through one or a combination of the following:work experience, training, education
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Section · 02
Skills
Customer ServiceProduction Workcustomer satisfactionFinancial CrimesRisk IdentificationGeneral LedgerOnboardingsecuritiesRegulatory ComplianceResearchoperationscomplianceCustomer RelationshipsLoan OperationsLedger
Section · Company
About Wells Fargo
Wells Fargo
Financial Services
20k+
employees
1852
174 years old
Bengaluru/Bangalore, Karnataka
India
About
Wells Fargo works to create positive social impact in the communities it serves by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
Industries
Financial Services
Employee ratings
8,681 reviews
3.6/ 5
Culture
3.5
Career growth
2.9
Work-life
3.8
Employees rate it well for
Work Life Balance1417Work Culture906Senior Management755Salary707Job Security510
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