Securities Operations Manager - Account Opening and Maintenance
Wells Fargo · Hyderabad · onsite · Posted 57d ago
Undisclosed4–9 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
About this role:
Wells Fargo is seeking a Securities Operations Manager for Account Opening and Maintenance
In this role, you will:
- Manage team of alternative investment operations managers and analysts
- Provide accountability for the development of operational strategy and may serve on line of business project teams
- Develop the operational infrastructure on financial accounting, tax reporting and client services
- Perform specific duties including accurate financial reporting of funds, sourcing of proprietary fund vendors, and ensuring operational due diligence of external investment managers
- Identify opportunities for process improvement and risk control development
- Ensure effective operational due diligence of external investment managers
- Manage administration of third party distribution of alternative investments through wealth and brokerage divisions
- Make decisions and resolve issues regarding company wide tasks that steer the company's operational direction
- Develop policies and procedures for functions with low to moderate complexity within scope of responsibility
- Collaborate and influence all levels of professionals including managers
- Lead team to achieve objectives
- Manage allocation of people and financial resources for securities operations
- Mentor and guide talent development of direct reports and assist in hiring talent
Required Qualifications:
- 5+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
- 2+ years of leadership experience
Desired Qualifications:
- Experience in datamanagement
- Account opening and maintenance
Job Expectations:
- Will ingness to work in a shift (6.30PM IST to 3.30AM IST)
- US only: Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 7 and 63 examinations, or equivalent must be completed within either a 90 or 180-day time period following commencement of employment, depending upon the number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required
- Expertise in Microsoft-based tools
- Experience in data analytics e.g. Power BI and Tableau
- Experience in automation, e.g. Cloud, Robotics, Machine Learning, AI
Sourced from naukri
Skills
remediationsecurity operationsInvestment OperationsRoboticsMonitoringleadershipPostingData AnalyticsPower BiTableauoperationsAdministrationcomplianceriskMachine LearningAccount OpeningRecruitment
About Wells Fargo
Wells Fargo
Financial Services
20k+
employees
1852
174 years old
Bengaluru/Bangalore, Karnataka
India
About
Wells Fargo works to create positive social impact in the communities it serves by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
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Financial Services
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