BENGALURU · FULLTIME
Securities Operations Associate
Wells Fargo
Bengaluru · onsite · Posted 2d ago
Sourced from
Undisclosed3–8 yrsfulltimeBengaluru
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Section · 01
About this role
Job Summary
Wells Fargo is seeking a Securities Operations Associate.
Responsibilities - Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations
- Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact
- Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures
- Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals
- Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
- Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation
- Resolve low complexity escalated issues within the scope of responsibility in Security Operations
- Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests
- Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work
- Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies
- 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following:work experience, training, military experience, education
- Strong experience in Trade Settlements Operations with exposure to the end-to-end trade lifecycle.
- Hands-on experience in domestic and/or international trade settlements, ensuring timely and accurate settlement of trades.
- Good understanding of trade matching, confirmation, allocation, reconciliation, and post-settlement activities.
- Experience in managing trade settlement exceptions, failed trades, unmatched trades (DKs), and break resolution.
- Knowledge of Equity, Fixed Income, FX, Mutual Fund, or other financial products settlements
- Minimum 3+ years of Trade Settlements experience with a strong understanding of the trade lifecycle, settlements, reconciliation, and exception management.
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Section · 02
Skills
Customer ServiceProduction Workcustomer satisfactionFixed IncomeFXFinancial CrimesFinancial ProductsGeneral LedgerOnboardingoperationsInternational TradeEquitycomplianceCustomer RelationshipsLoan OperationsLedger
Section · Company
About Wells Fargo
Wells Fargo
Financial Services
20k+
employees
1852
174 years old
Bengaluru/Bangalore, Karnataka
India
About
Wells Fargo works to create positive social impact in the communities it serves by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
Industries
Financial Services
Employee ratings
8,681 reviews
3.6/ 5
Culture
3.5
Career growth
2.9
Work-life
3.8
Employees rate it well for
Work Life Balance1417Work Culture906Senior Management755Salary707Job Security510
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