Securities Operations Associate
Wells Fargo · Bengaluru · onsite · Posted 22d ago
Undisclosed3–8 yrsfulltimeSourced from
About a minute. You'll make an account on the way through.
About this role
Job Summary
Wells Fargo is seeking a Securities Operations Associate.
Responsibilities - Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations
- Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact
- Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures
- Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals
- Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
- Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation
- Resolve low complexity escalated issues within the scope of responsibility in Security Operations
- Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests
- Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work
- Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies
- 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Strong experience in Trade Settlements Operations with exposure to the end-to-end trade lifecycle.
- Hands-on experience in domestic and/or international trade settlements, ensuring timely and accurate settlement of trades.
- Good understanding of trade matching, confirmation, allocation, reconciliation, and post-settlement activities.
- Experience in managing trade settlement exceptions, failed trades, unmatched trades (DKs), and break resolution.
- Knowledge of Equity, Fixed Income, FX, Mutual Fund, or other financial products settlements
- Minimum 3+ years of Trade Settlements experience with a strong understanding of the trade lifecycle, settlements, reconciliation, and exception management.
Sourced from naukri
Skills
Customer ServiceProduction Workcustomer satisfactionFixed IncomeFXFinancial CrimesFinancial ProductsGeneral LedgerOnboardingoperationsInternational TradeEquitycomplianceCustomer RelationshipsLoan OperationsLedger
About Wells Fargo
Wells Fargo
Financial Services
20k+
employees
1852
174 years old
Bengaluru/Bangalore, Karnataka
India
About
Wells Fargo works to create positive social impact in the communities it serves by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
Industries
Financial Services
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