Regulatory Reporting Manager

About the Role

Our Wealth & Trading team is at the forefront of redefining how people invest, using

data-driven tools to make smarter financial decisions accessible to everyone. We operate

with precision and expertise, building cutting-edge solutions that empower customers

worldwide.

We're looking for an Operations Manager to oversee high-impact regulatory, reporting, and

tax operations controls across the trade lifecycle as we scale across products and entities.

You'll work on brokerage and trading initiatives throughout the business, partnering with

Finance, Risk, Compliance, Tax, and Engineering to improve quality, resilience, regulatory

compliance, and automation.

This role will focus heavily on regulatory reporting frameworks, capital/liquidity reporting,

transaction reporting, and tax operations processes across multiple jurisdictions.

What You'll Be Doing

• Owning BAU controls across regulatory reporting, post-trade operations, and tax operations processes linked to brokerage and trading activities.
• Investigating and resolving reporting breaks, reconciliation mismatches, settlement issues, and tax-related exceptions across the trade lifecycle.
• Monitoring operational controls and KPIs related to transaction reporting, liquidity/capital reporting, settlements, and tax reporting activities.
• Working across different stages of the trade lifecycle to ensure accurate reporting, reconciliations, and operational integrity across brokerage operations.
• Supporting regulatory engagement, audits, and implementation of new regulatory requirements.
• Partnering with Finance, Risk, Compliance, Tax, and Engineering teams to improve operational processes and controls.
• Supporting automation and process improvement initiatives using data and analytics tools.

What You'll Need

• Experience in regulatory operations, brokerage operations, post-trade operations, securities operations, or tax operations within a bank, broker-dealer, fintech, or market infrastructure provider.
• Understanding of the trade lifecycle and how regulatory reporting, reconciliations, settlements, and tax obligations interact across post-trade operations.
• Experience with regulatory/reporting frameworks such as MiFIR, EMIR, transaction reporting, liquidity/capital reporting, ICAAP/ILAAP, FRTB, RWA, or balance sheet reporting.
• Experience with tax operations processes including SDRT, WHT, FTT/IFTT, transaction tax, tax reconciliations, or tax reporting.
• Strong analytical and problem-solving skills.

Nice to Have

• Experience with data and automation tools such as SQL, Python, Alteryx, Tableau, or Power BI