Regulatory Reporting Analyst

Divisional Overview:

Reconciliations team is a global hub for reconciliations. The prime focus of the department is to control Nomura's exposure to risk as a result of operational activities, i.e. those performed by other departments globally. The team interacts across entities to mitigate risk and exposure within the organization.

Business Overview:

The Global Trade Repository (GTR) is DTCC's cross-asset strategic solution for repository reporting - Credit, Equities, Rates, FX and Commodities.

The GTR will be an all-encompassing tool that will allow firms to report their global population and allow DTCC to meet regulatory requirements.

Required to report all trades not confirmed through confirmation platform (confirmation platform will report all confirmed trades).

Real-time reporting required for bilateral non-cleared, paper confirmed trades (Dodd-Frank eligible trades).

Reconciliation process required to reconcile trades reported to GTR through confirmation platform.

Role & Responsibilities:

• Responsible for the day-to-day activities of reporting, reconciliations and exception monitoring
• Knowledge of assigned product/functional area and thorough understanding of the entire operations function
• Manage system and IT implementation for functional area
• Develop and maintain relations with regional stakeholders as well as various business areas
• Good understanding of IT infrastructure and productivity tools
• Should have strong cross-product and function links
• Audit and control focused

Mind Set:

• High integrity, intentional learner, self-motivated, strong team player
• Good understanding of operational risk management
• Detailed operational and technical knowledge of a range of products, processes and systems
• Excellent communication skills
• Commitment to values and goals of the firm must be demonstrated
• Expected and basic knowledge of SAP Business Objects preferred
• Ability to perform under pressure and willingness to work in different time zones
• Excellent analytical and communication skills (verbal and written)
• Work constructively on feedback provided by team management

Technical:

• Ability to initiate and implement controls and manage risk
• Ability to contribute towards strategy
• Proactively maintain effective working relationships with stakeholders
• Ensure timely escalations are done for issues encountered while performing BAU activities