Regulatory Control Senior Advisor, AVP

Position Overview

Job Title: Regulatory Control Senior Advisor, AVP

Corporate Title: AVP

Location: Bangalore, India

Role Overview

• As Team Leader within the Sanction Alert Investigations function, you will serve as a critical link between frontline investigators and senior management. You'll oversee day-to-day alert handling, provide technical guidance, and ensure consistent quality across investigations. This role is ideal for a seasoned investigator ready to step into leadership, champion operational excellence, and foster team development.
• You'll be trusted to uphold regulatory standards, support governance reporting, and act as a role model for investigative rigour and ethical decision-making.
  
  

What We'll Offer You

As part of our flexible scheme, here are just some of the benefits that you'll enjoy,

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above
  
  

Your Key Responsibilities

• Operational Leadership:
• Oversee daily workflow and alert queues, ensuring timely and accurate disposition.
• Act as first point of escalation for complex or ambiguous cases.
• Quality Assurance & Coaching:
• Review investigation outputs for completeness, accuracy, and regulatory alignment.
• Provide feedback, coaching, and training to team members.
• Stakeholder Coordination:
• Liaise with Compliance and Operations to resolve cross-functional queries.
• Support the Team Manager in preparing MI and contributing to governance packs.
• Process Improvement:
• Identify inefficiencies and propose enhancements to alert handling procedures.
• Contribute to system tuning and false positive reduction initiatives.
• Risk Awareness & Escalation:
• Stay informed on sanctions developments and emerging risks.
• Escalate potential true matches and high-risk issues in line with escalation protocols.
  
  

Your Skills And Experience

• Solid experience in investigations or financial crime compliance.
• Working knowledge of global sanctions regimes and screening systems.
• Excellent analytical and written communication skills.
• Demonstrated ability to coach peers and uphold quality standards.
• Comfortable navigating ambiguity and making sound judgment calls.
  
  

How We'll Support You

• Training and development to help you excel in your career.
• Coaching and support from experts in your team.
• A culture of continuous learning to aid progression.
• A range of flexible benefits that you can tailor to suit your needs.
  
  

About Us And Our Teams

Please visit our company website for further information:

https://www.db.com/company/company.htm

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.