Regulatory Compliance

Key Responsibilities:   

1. Ensure timely submission of regulatory compliance returns/reports to RBI, NPCI, FIU, IRDAI, and other regulatory authorities.
2. Participate in internal audits, external audits, and RBI inspections, ensuring preparedness and prompt closure of findings.
3. Manage and monitor compliance tools to ensure all tasks are completed within stipulated timelines.
4. Review third-party agreements from a compliance perspective and provide sign off.
5. Coordinate with internal teams to gather and review documents/details for regulatory submissions.
6. Perform compliance reviews, process/products evaluations, and conduct compliance testing to ensure adherence to regulatory requirements.
7. Review of AML alerts, well aware of filling STRs.