Regulatory Compliance

The opportunity -

Manage surveillance, enforcement and compliance for ecosystem partners and members to ensure adherence to set standards and processes

Key responsibilities

• Tracking regulatory Circulars, Notices and Regulation
• RBI filings
• Conducting Steering Committee Meetings and preparing MoM
• Preparing Board updates and ATR
• Internal Audit and regulatory Inspection
• Drafting Policy and Procedures
• Engage with the team in formulation of policies and processes for ecosystem partners and members, initiate measures and oversee execution to maintain compliance.
• Conduct periodic reviews of compliance levels to identify bottlenecks and enable elimination of the same to ensure that there are no deviations
• Interpret relevant regulatory circulars/directions and monitor regulatory activities
• Filing of periodical reports with the regulator
• Initiate coordination with the respective product, operations and BD teams to ensure that the required information and safeguards are maintained as per defined standards.

Key skills and experience required -
Preferably from BFSI industry in compliance/law
Any graduate /Masters degree in the related field
Proven experience in project management, risk & compliance laws.

AI-enabled mindset with the ability to leverage AI/ML tools and insights to drive smarter decision-making, improve data workflows, and enhance outcomes.