Regulatory Compliance Senior Analyst

Skill required: Control Testing - Agile testing


Designation: Regulatory Compliance Senior Analyst


Qualifications:B.B.M/Bachelor of Information systems and Management/Bachelors degree with Finance specialization


Years of Experience:5 to 8 years


What would you do Senior Analyst role leading operational execution of 1LoD activities with increased accountability for quality, compliance, reporting and stakeholder engagement.Control Testing involves evaluating the effectiveness of internal controls within an organization. This process checks whether controls are working as intended to prevent errors, fraud, and ensure compliance with regulations. The goal is to identify weaknesses and improve the reliability of financial reporting, operational ITGC processes to ensure audit readiness.Conduct testing tasks within Agile models and integration processes and manage development sprints.


What are we looking for Qualification: Graduate"

Advanced risk assessment skills

Audit coordination expertise

Policy interpretation

Trend analysis and reporting

Financial crime/compliance knowledge

Stakeholder management

Quality assurance mindset

Sound verbal and written communication skills

Experience with IT and Automation would be added advantage

Strong MS Excel skills

Strong Presentation skills

Willingness to work flexible hours, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support

A willingness to challenge status quo and drive continuous improvement through change"


Roles and Responsibilities:

"

Lead risk event investigation and root cause analysis

Ability to perform audits on the makers output to identify errors, control gaps and compliance breaches. Provide feedback to analysts and Team leaders. Track quality trends and recurring issues. Support calibration sessions and quality governance. Ensure adherence to regulatory and internal standards.

Coordinate audit evidence validation

Execute conformance reviews

Produce trend analysis and hotspot reports

Support client/trustee engagement activities

Review and validate financial crime controls

Mentor junior team members

Data proficiency visualization and BI

Strong analytical investigation skills

Ability to identify errors, gaps and process deviations

Change management

Responsible for updating / upgrade of training manuals and DTPs/SOPs"


Qualification B.B.M,Bachelor of Information systems and Management,Bachelors degree with Finance specialization