Regulatory Compliance Analyst

Skill required: Control Testing - Agile testing


Designation: Regulatory Compliance Analyst


Qualifications:B.B.M/Bachelor of Information systems and Management/Bachelors degree with Finance specialization


Years of Experience:3 to 5 years


What would you do Analyst role responsible for executing first line risk operations including risk event classification, compliance monitoring, due diligence and reporting support. Develop, maintain and automate magement reports and dashboards. Control Testing involves evaluating the effectiveness of internal controls within an organization. This process checks whether controls are working as intended to prevent errors, fraud, and ensure compliance with regulations. The goal is to identify weaknesses and improve the reliability of financial reporting, operational ITGC processes to ensure audit readiness.Conduct testing tasks within Agile models and integration processes and manage development sprints.


What are we looking for Qualification: Graduate"

Operational risk management

Event classification skills

Compliance screening knowledge

Reporting and data analysis

Stakeholder coordination

Sound verbal and written communication skills

Experience with IT and Automation would be added advantage

Strong MS Excel skills

Strong Presentation skills

Willingness to work flexible hours, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support

A willingness to challenge status quo and drive continuous improvement through change

High attention to detail"


Roles and Responsibilities:

"

Ability to perform audits on the makers output to ability to identify errors, control gaps and compliance breaches. Provide feedback to analysts and Team leaders. Track quality trends and recurring issues. Support calibration sessions and quality governance. Ensure adherence to regulatory and internal standards.

Execute risk event classification and rating

Perform compliance screening activities

Support financial crime control checks

Prepare MI reports and dashboards

Conduct supplier due diligence reviews

Track and escalate risk events

Support claims processing

Data proficiency visualization and BI

MIS reporting and Trend Analysis"


Qualification B.B.M,Bachelor of Information systems and Management,Bachelors degree with Finance specialization