Regulatory Compliance Analyst

Skill required: Control Testing - Agile testing


Designation: Regulatory Compliance Analyst


Qualifications:Chartered Accountant/Bachelors degree with Finance specialization


Years of Experience:3 to 5 years

Intelligent Operations centers. Our 784,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries.


What would you do "This role is part of Risk Management and Internal Control team. We are seeking a highly motivated Analyst for Control testing and Compliance monitoring. This role reports to Subject Matter Expert, who leads a Functional / Business Line Global team.Control testing group provides independent and objective assurance, advice, and insight guided by a philosophy of adding value to improve the operations


What are we looking for "

CPA/ CA/ CIA with a minimum of a bachelors degree in Accounting or FinanceRelevant years of SOX, ICFR testing, Audit, or accounting related experience

Big 4 public accounting experience preferred, but not required

Sound verbal and written communication skills

Experience with IT and Automation would be added advantage

Strong MS Excel skills

Strong Presentation skills

Willingness to work flexible hours, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support

A willingness to challenge status quo and drive continuous improvement through change

High attention to detailAdditional requirement for ITGC/ITAC control testing-

Experience in IT General Control, IT Application Control Testing, and IT SOX"


Roles and Responsibilities:

"

Understand business processes, risks, and key controls

Review policies, SOPs, and control descriptions to validate alignment with risk objectives

Support identification of in-scope processes and controls

Validate that controls are 1) Executed as per defined procedures 2) Operating consistently within business processes

Ensure compliance to policies and procedures at process level

Perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing

Execute sample-based testing to validate control performance

Provide independent assessment of control effectiveness across business units

Participate in process walkthroughs with control owners

Understand risk scenarios and control points

Challenge control design where required (basic 2LoD mindset)

Prepare clear, complete, and evidence-backed workpapers

Identify 1) Control gaps (DE & OE deficiencies) 2) Process inefficiencies / risk exposures

Track open issues and action plans and validate closure evidence provided by business"


Qualification Chartered Accountant,Bachelors degree with Finance specialization