Process and Controls - FS ( Banks OR NBFC OR Fintech)

Your work profile

• Executing engagements around technical accounting advisory Internal Controls/ SOX advisory, implementation, testing, refresh, transformation and optimization.
• Conduct comprehensive risk assessments and provide an accurate evaluation of clients risk environments.
• Perform end-to-end business process reviews, including process mapping, gap analysis, and redesign.
• Gather, synthesize, and analyse data using relevant tools and techniques to support audit and advisory outcomes.
• Assess, design, and strengthen internal controls by applying established control frameworks and regulatory guidelines.
• Develop and enhance conduct-risk and compliance solutions through research, framework application, and analytical insights.
• Execute internal audits in line with approved methodologies, documentation standards, and quality expectations.
• Organize and analyse audit-related data to support evaluation of clients’ internal audit processes and control environments.
• Improve the quality of assurance engagements by identifying risks, developing test plans, executing testing, and preparing audit reports. Key skills required:

CA with 4-5 years of experience of executing IFCoFR testing on statutory audits.

Sectors worked upon- Banks, NBFCs, Fintech Companies for majority of his/her work experience

Well versed with technical literature/guidance on IFC, COSO, SOX, IFCoFR and general industry practices

Preparing proposals, reports and any other kind of detailed documentation would be preferred