Principal Officer For PMS

Role & responsibilities

• SEBI & Regulatory Compliance: Act as the designated Principal Officer ensuring standard regulatory filings, periodic reporting, and adherence to PMS guidelines.
• Day-to-Day Operations: Manage routine fund accounting, portfolio reconciliations, custodian/broker coordination, and client onboarding workflows.
• Trade Execution Support: Oversee smooth order placement, execution tracking, and timely settlement workflows.
• Process Building: Take ownership of building, documenting, and refining internal operational and compliance checklists as the firm grows.
• Audits & Documentation: Coordinate routine compliance audits and maintain meticulous records.

Preferred candidate profile

• SEBI Eligibility: Must meet the baseline professional and experience criteria mandated by SEBI to officially qualify as a Principal Officer for a Portfolio Manager.
• Experience Level: 3 to 6 years of experience in Indian financial services, mutual funds, broking, or asset management operations/compliance. (Candidates who meet baseline SEBI criteria and are eager for stability are welcome).
• Core Attributes: High reliability, absolute integrity, strong attention to detail, and a genuine desire for a stable, long-term commitment.
• Technical Literacy: Comfort with financial software, Excel