Operations Team Member_Capital Market Operation_0179_1461_1092410

Key Responsibilities

• Manage end-to-end Capital Market Operations processes including Equities, Mutual Funds, IPOs, Bonds, and Depository Operations.
• Ensure accurate processing and settlement of trades within defined TATs and regulatory guidelines.
• Monitor daily operational activities, reconciliations, and exception handling.
• Liaise with internal stakeholders, exchanges, depositories, custodians, and regulatory bodies for seamless transaction processing.
• Review and ensure compliance with SEBI, Exchange, Depository, and internal audit requirements.
• Analyze operational risks and implement controls to mitigate potential gaps.
• Prepare MIS reports, dashboards, and operational metrics for management review.
• Lead process improvement initiatives aimed at enhancing productivity and reducing operational risk.
• Handle customer and business escalations and ensure timely resolution.
• Support audits, compliance reviews, and regulatory inspections.