Operations and Compliance Executive

Roles and Responsibilities

• Ensure compliance with regulatory requirements, including company secretarial functions, corporate governance, and statutory compliances.
  
• Manage compliance operations for financial services industry, focusing on risk management and mitigation strategies.
  
• Develop and implement effective compliance policies, procedures, and controls to ensure adherence to regulatory standards.
  
• Collaborate with internal stakeholders to identify areas of improvement in operational processes and implement changes as needed.
  
• Provide guidance on legal aspects related to financial operations, planning, and reporting.
  

Desired Candidate Profile

• 1-4 years of experience in Compliance Management or a related field (e.g., Company Secretary).
  
• Strong understanding of company secretarial functions, corporate governance principles, and statutory compliances required.
  
• Proficiency in managing multiple tasks simultaneously while maintaining attention to detail; excellent organizational skills essential.