Manager - Compliance & Audit

Job Purpose
- Compliance & Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.

Responsibilities
Core Responsibilities:
Compliance Management
- Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements.

- Monitor adherence to company SOPs, approval matrices, and financial governance frameworks.

- Review developer finance transactions, disbursements, and documentation for compliance completeness.

- Identify compliance gaps and drive corrective and preventive actions.

- Maintain compliance trackers, audit observations, and closure reports.

Audit & Control Assurance
- Plan and execute periodic audits of developer finance processes and controls.

- Coordinate with Internal Audit, External Audit, Risk Management, and Compliance teams.

- Conduct risk-based reviews and process audits to identify control weaknesses.

- Track audit findings and ensure timely implementation of remediation plans.

- Prepare audit reports and present findings to management.

Risk Management
- Assess operational, financial, and compliance risks within developer finance processes.

- Develop and implement risk mitigation strategies.

- Ensure adequate controls are established for new processes, products, and regulatory requirements.

- Monitor key risk indicators and report exceptions.

Documentation & Governance
- Review and validate legal, financial, and operational documentation related to developer financing.

- Maintain records required for audits, inspections, and regulatory reviews.

Job Qualifications
Graduate : Yes
Masters/Postgraduate: Yes