Manager - AML Client Onboarding

Job Summary:

The AML Manager is a subject matter expert relied upon to assist with escalations, client due diligence, and general queries in support of the fund administration services provided to domestic and offshore hedge fund clients and private equity fund clients. These services include performing anti-money laundering and due diligence checks on clients and funds on the companys own behalf. The AML Manager exercises wide-latitude to make decisions within established company policies to meet business objectives. Also advising staff and partners with cross-functional teams to meet project schedules and to develop solutions to issues.

Key Responsibilities:

- Day to day function of the AML process and review.

- Responsibility for follow ups with clients/stakeholders regarding outstanding AML documentation, Risk Analysis and updating records in order to be able to report effectively.

- Working directly with senior stakeholders, auditors, MLROs, internal management committees and compliance, regarding client AML compliance.

- Effective filing and archiving of all AML documentation in line with regulations.

- Overseeing and actively participating in the ongoing refresh of AML requirements in line with regulations.

- Assistance with the risk assessment, due diligence and overall implementation of new clients.

- Performing ongoing screening of clients against sanctions lists and appropriate internal and client reporting based on results as well as online sources.

- Preparation for and participation in client operational calls regarding AML and Due Diligence.

- Providing accurate and up to date regulatory knowledge and oversight to assist with the ongoing development of policies and best practices both regionally and as part of a global group.

Shift: Afternoon shift.

Location: Mumbai Goregaon.