Legal & Compliance Manager

We are hiring a Legal and Compliance Manager to own mutual fund regulatory compliance and legal work at SBNRI, the financial home for global Indians. We are looking for a CS or LL. B. candidate with 4-8 years of experience, based in Gurugram.

Responsibilities:

• Own SEBI (Mutual Funds) Regulations compliance end-to-end: filings, disclosures and periodic regulatory reporting.
• Track SEBI and AMFI circulars, assess impact and drive implementation across the business.
• Run the compliance calendar and coordinate regulatory audits and inspections.
• Liaise with SEBI, AMFI, RTAs, custodians, trustees and other market intermediaries.
• Own the legal side of the business: draft, review and negotiate contracts, including distribution, vendor and service agreements.
• Provide legal advisory support across the business and coordinate with external counsel where needed.
• Support company secretarial work and board-level compliance.
• Advise product, wealth and operations teams on regulatory questions, including KYC/AML and data privacy.

Requirements:

• CS (Company Secretary, ICSI) or LL. B. - either qualification works, since the role carries a real legal component alongside compliance.
• 4-8 years in legal and compliance, with a mutual fund, AMC or wealth regulatory focus.
• Working command of SEBI (Mutual Funds) Regulations and AMFI guidelines.
• NISM/AMFI certification, such as NISM Series III-C, preferred.
• Based in Gurugram/NCR, or open to relocating to Gurugram.